| Trickle Down Compliance: Confidentiality and Record Retention |
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| In this installment of the new Legal Hotline series, Trickle Down Compliance, WR Legal Hotline Lawyer Annie Fitzsimmons sits down with Jen Hawkins and Charlie Floberg of Hawkins Poe to discuss two critical broker responsibilities: record retention and confidentiality. Watch now to learn how DB’s and team leads manage transaction documentation, enforce compliance policies, protect client information, and more. |
| WATCH NOW |
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